| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CAPITAL FOCUS ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2018-05-07 | - |
| SHUN LOONG SECURITIES COMPANY LIMITED | RO | 證券交易 | 2017-08-24 | - |
| CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED | RO | 提供資產管理 | 2010-09-08 | - |
| PANURGY LIMITED | RO | 提供資產管理 | 2007-11-23 | 2008-02-01 |
| CAPITAL FOCUS ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2007-08-24 | - |
| PEGASUS FUND MANAGERS LIMITED | Rep | 就證券提供意見 | 2005-08-22 | 2007-08-15 |
| Rep | 提供資產管理 | 2005-08-22 | 2007-08-15 | |
| PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2003-04-01 | 2004-10-18 |
| RO | 就期貨合約提供意見 | 2003-04-01 | 2004-10-18 | |
| RO | 證券交易 | 2003-04-01 | 2004-10-18 | |
| RO | 就證券提供意見 | 2003-04-01 | 2005-01-13 | |
| RO | 提供資產管理 | 2003-04-01 | 2005-01-13 |
已採集記錄中暫無金管局登記。