| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2026-06-09 | - |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2026-06-09 | - |
| Rep | 證券交易 | 2026-06-09 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2023-09-18 | 2025-07-11 |
| Rep | 期貨合約交易 | 2023-09-18 | 2025-07-11 | |
| SG SECURITIES (HK) LIMITED | Rep | 提供自動化交易服務 | 2018-05-24 | 2020-05-13 |
| Rep | 期貨合約交易 | 2018-05-24 | 2022-04-20 | |
| Rep | 證券交易 | 2018-05-24 | 2022-04-20 |