| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MOUETTE SECURITIES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2026-10-26 | - |
| Rep | 就證券提供意見 | 2026-10-26 | - | |
| Rep | 提供資產管理 | 2026-10-26 | - | |
| Rep | 期貨合約交易 | 2026-10-26 | - | |
| Rep | 證券交易 | 2026-10-26 | - | |
| GREAT BAY SECURITIES LIMITED | RO | 就證券提供意見 | 2016-01-18 | 2017-11-28 |
| RO | 提供資產管理 | 2016-01-18 | 2017-11-28 | |
| RO | 證券交易 | 2016-01-18 | 2017-11-28 | |
| United Securities Limited (HK) | RO | 就證券提供意見 | 2016-01-18 | 2017-01-26 |
| RO | 提供資產管理 | 2016-01-18 | 2017-01-26 | |
| RO | 證券交易 | 2016-01-18 | 2017-01-26 | |
| GET NICE CAPITAL LIMITED | RO | 就機構融資提供意見 | 2014-08-04 | 2026-09-15 |
| GET NICE FUTURES COMPANY LIMITED | RO | 就期貨合約提供意見 | 2009-12-24 | 2026-09-15 |
| RO | 期貨合約交易 | 2009-12-24 | 2026-09-15 | |
| GET NICE ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2005-12-20 | 2026-09-15 |
| GET NICE FUTURES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2004-11-01 | 2009-12-24 |
| Rep | 期貨合約交易 | 2004-11-01 | 2009-12-24 | |
| RO | 就期貨合約提供意見 | 2004-04-02 | 2004-10-02 | |
| RO | 期貨合約交易 | 2004-04-02 | 2004-10-02 | |
| RO | 提供資產管理 | 2004-04-02 | 2004-11-01 | |
| GET NICE ASSET MANAGEMENT LIMITED | RO | 就機構融資提供意見 | 2003-06-30 | 2004-12-07 |
| RO | 就證券提供意見 | 2003-06-30 | 2004-12-07 | |
| RO | 提供資產管理 | 2003-06-30 | 2026-09-15 | |
| GET NICE FUTURES COMPANY LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-04-02 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-04-02 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2004-04-02 | |
| GET NICE SECURITIES LIMITED | RO | 就機構融資提供意見 | 2003-04-01 | 2026-09-15 |
| RO | 就證券提供意見 | 2003-04-01 | 2026-09-15 | |
| RO | 提供資產管理 | 2003-04-01 | 2026-09-15 | |
| RO | 證券交易 | 2003-04-01 | 2026-09-15 |
已採集記錄中暫無金管局登記。