| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2026-04-09 | - |
| CLSA LIMITED | RO | 證券交易 | 2026-04-09 | - |
| CITIC Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2026-01-28 | - |
| Rep | 就機構融資提供意見 | 2026-01-28 | 2026-04-09 | |
| CLSA LIMITED | Rep | 證券交易 | 2026-01-28 | 2026-04-09 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2024-05-07 | 2025-12-31 |
| RO | 證券交易 | 2024-05-07 | 2025-12-31 | |
| Rep | 就機構融資提供意見 | 2022-10-24 | 2024-05-07 | |
| Rep | 證券交易 | 2022-10-24 | 2024-05-07 | |
| China Securities (International) Corporate Finance Company Limited | Rep | 就機構融資提供意見 | 2018-05-25 | 2022-07-29 |
| Rep | 證券交易 | 2018-05-25 | 2022-07-29 |
已採集記錄中暫無金管局登記。