| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mage Securities Limited | Rep | 期貨合約交易 | 2011-04-08 | 2012-07-13 |
| Rep | 就證券提供意見 | 2011-04-08 | 2013-02-05 | |
| Rep | 證券交易 | 2011-04-08 | 2013-02-05 | |
| CHEONG LEE SECURITIES LIMITED | Rep | 就期貨合約提供意見 | 2010-10-18 | 2011-02-24 |
| Rep | 就證券提供意見 | 2010-03-10 | 2011-02-24 | |
| Rep | 證券交易 | 2010-03-10 | 2011-02-24 | |
| Rep | 期貨合約交易 | 2010-02-01 | 2011-02-24 |