| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SHENG YUAN SECURITIES LIMITED | Rep | 就證券提供意見 | 2026-06-04 | - |
| Rep | 證券交易 | 2026-06-04 | - | |
| FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2024-03-04 | 2026-04-26 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-11-30 | 2026-04-26 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2019-08-16 | 2021-12-13 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2019-05-09 | 2026-04-26 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2018-05-28 | 2019-03-31 |
已採集記錄中暫無金管局登記。