Lo, Dennis Kwai Sang 羅貴生
證監會中央編號:ABM989
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ON EXCEL ASSET MANAGEMENT LIMITED | RO | 就期貨合約提供意見 | 2019-12-05 | 2022-10-20 |
| RO | 就證券提供意見 | 2019-12-05 | 2022-10-20 | |
| RO | 提供資產管理 | 2019-12-05 | 2022-10-20 | |
| YEW TREE LIMITED | RO | 期貨合約交易 | 2019-09-03 | 2022-10-20 |
| RO | 證券交易 | 2018-09-28 | 2022-10-20 | |
| Planetree Asset Management Limited (HK) | Rep | 提供資產管理 | 2017-10-23 | 2018-09-13 |
| Planetree Futures Limited | Rep | 期貨合約交易 | 2017-10-23 | 2018-09-13 |
| Planetree Securities Limited | Rep | 證券交易 | 2017-10-23 | 2018-09-13 |
| Planetree Asset Management Limited (HK) | RO | 提供資產管理 | 2012-09-20 | 2017-10-23 |
| FTFT International Securities and Futures Limited | RO | 期貨合約交易 | 2010-08-23 | 2011-09-26 |
| RO | 證券交易 | 2010-08-23 | 2011-10-18 | |
| Planetree Futures Limited | RO | 就期貨合約提供意見 | - | 2004-09-20 |
| RO | 提供資產管理 | - | 2004-09-20 | |
| RO | 期貨合約交易 | - | 2017-10-23 | |
| Planetree Securities Limited | RO | 就機構融資提供意見 | - | 2004-09-20 |
| RO | 就證券提供意見 | - | 2004-09-20 | |
| RO | 提供資產管理 | - | 2004-09-20 | |
| RO | 證券交易 | - | 2017-10-23 |