| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Cheng Chuang Fund Management Limited | RO | 就證券提供意見 | 2025-03-25 | - |
| RO | 提供資產管理 | 2025-03-25 | - | |
| Target Securities International Limited | RO | 就證券提供意見 | 2024-08-09 | 2025-03-21 |
| RO | 提供資產管理 | 2024-08-09 | 2025-03-21 | |
| RO | 證券交易 | 2024-08-09 | 2025-03-21 | |
| Rep | 就證券提供意見 | 2024-08-01 | 2024-08-09 | |
| Rep | 提供資產管理 | 2024-08-01 | 2024-08-09 | |
| Rep | 證券交易 | 2024-08-01 | 2024-08-09 | |
| Skydog Ventures Limited | RO | 就證券提供意見 | 2023-03-22 | 2024-05-30 |
| RO | 提供資產管理 | 2023-03-22 | 2024-05-30 | |
| Afflux Securities Limited | RO | 就證券提供意見 | 2019-03-20 | 2023-01-31 |
| RO | 提供資產管理 | 2019-03-20 | 2023-01-31 | |
| RO | 期貨合約交易 | 2018-05-17 | 2023-01-31 | |
| RO | 證券交易 | 2017-04-27 | 2023-01-31 | |
| Suncorp Securities Limited | RO | 證券交易 | 2016-01-04 | 2017-03-31 |
| HUA NAN SECURITIES (HK) LIMITED | RO | 期貨合約交易 | 2008-04-08 | 2012-04-12 |
| RO | 證券交易 | 2007-03-09 | 2016-01-01 | |
| Rep | 證券交易 | 2007-01-09 | 2007-03-09 | |
| Beevest Securities Limited | Rep | 證券交易 | 2006-06-28 | 2006-12-14 |
| Waton Securities International Limited | Rep | 證券交易 | 2006-06-07 | 2006-06-16 |
| RO | 證券交易 | 2004-12-21 | 2006-06-07 | |
| Rep | 證券交易 | 2004-12-13 | 2004-12-21 | |
| KOFFMAN INVESTMENT LTD | RO | 就證券提供意見 | 2003-04-01 | 2004-02-27 |
| RO | 提供資產管理 | 2003-04-01 | 2004-02-27 | |
| RO | 證券交易 | 2003-04-01 | 2004-11-27 |
已採集記錄中暫無金管局登記。