| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Rifa Futures Limited | Rep | 期貨合約交易 | 2010-10-18 | 2012-03-12 |
| Rifa Securities Limited | Rep | 證券交易 | 2010-10-18 | 2012-03-12 |
| Rifa Futures Limited | Rep | 期貨合約交易 | 2009-06-04 | 2010-07-06 |
| Rifa Securities Limited | Rep | 證券交易 | 2009-01-14 | 2010-07-06 |
| REALINK FINANCIAL TRADE LIMITED | RO | 期貨合約交易 | 2004-10-26 | 2006-06-13 |
| RO | 證券交易 | 2004-10-25 | 2006-06-13 | |
| GRAND CATHAY SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2003-10-14 | 2004-10-15 |
| Tung Shing Securities (Brokers) Limited | Rep | 就機構融資提供意見 | - | 2003-09-05 |
| Rep | 就證券提供意見 | - | 2003-09-05 | |
| Rep | 提供資產管理 | - | 2003-09-05 | |
| Rep | 證券交易 | - | 2003-09-05 |