| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Oshidori Securities Limited | Rep | 證券交易 | 2011-03-10 | 2020-01-23 |
| ORIENT SECURITIES LIMITED | Rep | 證券交易 | 2004-11-03 | 2011-03-01 |
| KOFFMAN INVESTMENT LTD | Rep | 就機構融資提供意見 | - | 2003-12-22 |
| Rep | 就證券提供意見 | - | 2003-12-22 | |
| Rep | 提供資產管理 | - | 2003-12-22 | |
| Rep | 證券交易 | - | 2004-10-23 |