| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KuCoin Commodity Futures Limited | RO | 期貨合約交易 | 2007-07-12 | 2013-02-28 |
| KuCoin HK Limited | Rep | 證券交易 | 2005-09-16 | 2014-01-30 |
| HOORAY SECURITIES LIMITED | Rep | 證券交易 | 2005-03-01 | 2005-07-28 |
| RO | 就證券提供意見 | - | 2003-07-31 | |
| RO | 提供資產管理 | - | 2003-07-31 | |
| RO | 證券交易 | - | 2005-03-01 | |
| VERCAP Financial Services Limited | RO | 期貨合約交易 | - | 2005-03-01 |