| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2022-01-12 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2022-01-12 | - |
| KGI ASIA LIMITED | Rep | 證券交易 | 2018-09-10 | 2021-09-20 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-09-10 | 2021-09-20 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2018-06-05 | 2018-09-02 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2018-06-05 | 2018-09-02 |