| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2026-02-27 | - |
| Rep | 就證券提供意見 | 2026-02-27 | - | |
| Rep | 提供資產管理 | 2026-02-27 | - | |
| Rep | 證券交易 | 2026-02-27 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 證券交易 | 2026-02-27 | - |
| UBS Asset Management (Hong Kong) Limited | RO | 就證券提供意見 | 2021-11-19 | 2022-05-27 |
| RO | 提供資產管理 | 2021-11-19 | 2022-05-27 | |
| RO | 證券交易 | 2021-11-19 | 2022-05-27 | |
| Rep | 就證券提供意見 | 2018-06-08 | 2021-11-19 | |
| Rep | 提供資產管理 | 2018-06-08 | 2021-11-19 | |
| Rep | 證券交易 | 2018-06-08 | 2021-11-19 |