| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2025-02-06 | - |
| Rep | 期貨合約交易 | 2025-02-06 | - | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就證券提供意見 | 2025-02-06 | - |
| Rep | 證券交易 | 2025-02-06 | - | |
| TRIVEST ADVISORS LIMITED | Rep | 提供資產管理 | 2023-05-15 | 2025-01-18 |
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2020-03-24 | 2023-04-28 |
| NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE | Rep | 證券交易 | 2018-06-11 | 2018-11-01 |