| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KuCoin HK Limited | Rep | 就證券提供意見 | 2020-10-08 | 2021-04-16 |
| KuCoin Asset Management Limited | Rep | 提供資產管理 | 2020-09-22 | 2021-04-16 |
| KuCoin HK Limited | Rep | 證券交易 | 2020-09-22 | 2021-04-16 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2018-11-21 | 2020-07-03 |
| South China Investment Management Limited | Rep | 提供資產管理 | 2018-11-21 | 2020-07-03 |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就證券提供意見 | 2018-11-21 | 2020-03-06 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2018-10-23 | 2020-07-03 |
| Hao Tian International Securities Limited | Rep | 證券交易 | 2018-06-13 | 2018-10-03 |