| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Wilson International Capital Limited | RO | 就機構融資提供意見 | 2018-06-29 | - |
| WILSON SECURITIES LIMITED | RO | 證券交易 | 2018-06-29 | - |
| Silk Road International Capital Limited | RO | 就機構融資提供意見 | 2017-08-22 | 2018-02-09 |
| RO | 證券交易 | 2017-08-22 | 2018-02-09 | |
| China Sunrise Securities (International) Limited | RO | 證券交易 | 2017-01-26 | 2017-08-14 |
| China Sunrise Capital Limited | RO | 就機構融資提供意見 | 2016-10-25 | 2017-08-14 |
| Great Wall Pan Asia Corporate Finance Limited | RO | 就機構融資提供意見 | 2014-07-15 | 2016-05-03 |
| Ping An Securities (Hong Kong) Holdings Company Limited | RO | 證券交易 | 2013-04-16 | 2013-12-31 |
| Ping An of China Capital (Hong Kong) Company Limited | RO | 就機構融資提供意見 | 2012-06-25 | 2013-12-31 |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-04-08 | 2011-11-01 |
| Yuanta Asia Investment (Hong Kong) Limited | RO | 就機構融資提供意見 | 2010-11-23 | 2011-04-01 |
| RO | 證券交易 | 2010-10-22 | 2011-04-01 | |
| Polaris Capital (Asia) Limited | RO | 就機構融資提供意見 | 2009-11-12 | 2010-03-11 |
| RO | 證券交易 | 2007-10-26 | 2011-04-01 | |
| RO | 就機構融資提供意見 | 2005-05-09 | 2007-10-26 | |
| Rep | 就機構融資提供意見 | 2005-04-29 | 2005-05-09 | |
| HERCULES CAPITAL LIMITED (b2002-05-21) | RO | 就機構融資提供意見 | 2003-07-18 | 2005-04-25 |
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2003-04-01 | 2003-04-30 |
| RO | 就證券提供意見 | 2003-04-01 | 2003-04-30 | |
| RO | 提供資產管理 | 2003-04-01 | 2003-04-30 | |
| RO | 證券交易 | 2003-04-01 | 2003-04-30 | |
| NAPA GLOBAL LIMITED | RO | 就機構融資提供意見 | 2003-04-01 | 2003-04-30 |
| RO | 就證券提供意見 | 2003-04-01 | 2003-04-30 | |
| RO | 提供資產管理 | 2003-04-01 | 2003-04-30 | |
| RO | 證券交易 | 2003-04-01 | 2003-04-30 |
已採集記錄中暫無金管局登記。