| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Venture Smart Asia Limited | Rep | 就證券提供意見 | 2022-08-09 | 2022-12-30 |
| Rep | 提供資產管理 | 2022-08-09 | 2022-12-30 | |
| Rep | 證券交易 | 2022-08-09 | 2022-12-30 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2020-08-14 | 2021-03-24 |
| Rep | 證券交易 | 2020-08-14 | 2021-03-24 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2020-08-14 | 2021-03-24 |
| Rep | 證券交易 | 2020-08-14 | 2021-03-24 | |
| CASH ASSET MANAGEMENT LIMITED | RO | 提供資產管理 | 2005-03-30 | 2006-02-20 |
| CELESTIAL SECURITIES LIMITED | Rep | 證券交易 | 2005-03-07 | 2006-02-20 |
| CASH RESEARCH LIMITED | RO | 就證券提供意見 | - | 2005-03-31 |
已採集記錄中暫無金管局登記。