| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SPDB International Capital Limited | Rep | 就機構融資提供意見 | 2026-09-07 | - |
| Rep | 證券交易 | 2026-09-07 | - | |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2025-11-27 | 2026-07-31 |
| Rep | 證券交易 | 2025-11-27 | 2026-07-31 | |
| Alliance Capital Partners Limited (HK) | Rep | 就機構融資提供意見 | 2021-05-05 | 2025-11-03 |
| Rep | 證券交易 | 2021-05-05 | 2025-11-03 | |
| SOUTH CHINA CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-06-20 | 2021-04-23 |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就證券提供意見 | 2018-06-20 | 2020-03-06 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2018-06-20 | 2021-04-23 |
已採集記錄中暫無金管局登記。