| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | RO | 就機構融資提供意見 | 2026-09-02 | - |
| Rep | 就證券提供意見 | 2023-01-03 | - | |
| Rep | 證券交易 | 2023-01-03 | - | |
| Rep | 就機構融資提供意見 | 2023-01-03 | 2026-09-02 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2021-11-04 | 2022-10-28 |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2021-09-02 | 2022-10-28 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2021-09-02 | 2022-10-28 |
| ABCI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2020-10-09 | 2021-08-06 |
| Rep | 證券交易 | 2020-10-09 | 2021-08-06 | |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-06-25 | 2020-09-23 |
| Rep | 證券交易 | 2018-06-25 | 2020-09-23 |
已採集記錄中暫無金管局登記。