| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ANLLY ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2021-04-20 | 2022-02-06 |
| Rep | 提供資產管理 | 2021-04-20 | 2022-02-06 | |
| BOCI SECURITIES LIMITED | Rep | 期貨合約交易 | 2019-09-04 | 2021-02-12 |
| Rep | 證券交易 | 2019-09-04 | 2021-02-12 | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-07-08 | 2019-07-17 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2019-07-08 | 2019-07-17 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2018-06-26 | 2019-06-04 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2018-06-26 | 2019-06-04 |