| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 就證券提供意見 | 2020-10-14 | 2022-07-08 |
| Rep | 證券交易 | 2020-10-05 | 2022-07-08 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2020-05-26 | 2020-09-11 |
| Rep | 證券交易 | 2020-05-26 | 2020-09-11 | |
| KGI ASIA LIMITED | Rep | 證券交易 | 2018-07-26 | 2019-01-14 |
| China Enterprise Securities Company Limited | Rep | 證券交易 | 2018-06-28 | 2018-06-29 |