| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 證券交易 | 2023-02-22 | - |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2023-02-22 | - |
| Future Securities Limited (HK) | RO | 期貨合約交易 | 2022-07-25 | 2023-01-10 |
| Rep | 期貨合約交易 | 2022-05-13 | 2022-07-25 | |
| Rep | 就期貨合約提供意見 | 2022-05-13 | 2023-01-10 | |
| Rep | 就證券提供意見 | 2022-05-13 | 2023-01-10 | |
| Rep | 提供資產管理 | 2022-05-13 | 2023-01-10 | |
| Rep | 證券交易 | 2022-05-13 | 2023-01-10 | |
| Huatai (Hong Kong) Futures Limited | Rep | 期貨合約交易 | 2019-07-10 | 2022-04-30 |
| Future Securities Limited (HK) | Rep | 期貨合約交易 | 2018-06-28 | 2019-06-27 |
| Rep | 證券交易 | 2018-06-28 | 2019-06-27 |
已採集記錄中暫無金管局登記。