| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Forte Securities (Asia) Limited | Rep | 證券交易 | 2026-09-07 | - |
| TP ICAP MARKETS (HONG KONG) LIMITED | RO | 期貨合約交易 | 2020-10-27 | 2022-12-31 |
| RO | 證券交易 | 2020-10-27 | 2022-12-31 | |
| Rep | 期貨合約交易 | 2020-08-17 | 2020-10-27 | |
| Rep | 證券交易 | 2020-08-17 | 2020-10-27 | |
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | RO | 就證券提供意見 | 2010-12-29 | 2020-08-03 |
| RO | 期貨合約交易 | 2008-04-25 | 2020-08-03 | |
| RO | 證券交易 | 2007-02-14 | 2020-08-03 |