| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited | Rep | 就期貨合約提供意見 | 2024-11-18 | - |
| Rep | 就證券提供意見 | 2024-11-18 | - | |
| Rep | 期貨合約交易 | 2024-11-18 | - | |
| Rep | 證券交易 | 2024-11-18 | - | |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2018-03-02 | 2023-04-09 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2018-02-21 | 2023-04-09 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2015-03-30 | 2018-01-31 |
| FULBRIGHT SECURITIES LIMITED | Rep | 證券交易 | 2012-02-02 | 2015-03-26 |
已採集記錄中暫無金管局登記。