| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Chengtong (Hong Kong) Asset Management Company Limited | RO | 就證券提供意見 | 2025-05-27 | - |
| RO | 提供資產管理 | 2025-05-27 | - | |
| RO | 證券交易 | 2025-05-27 | - | |
| Soochow Securities International Asset Management Limited | Rep | 就證券提供意見 | 2021-12-03 | 2023-06-30 |
| Rep | 提供資產管理 | 2021-12-03 | 2023-06-30 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | 就期貨合約提供意見 | 2021-04-20 | 2021-09-23 |
| Rep | 就證券提供意見 | 2021-04-20 | 2021-09-23 | |
| Rep | 提供資產管理 | 2021-04-20 | 2021-09-23 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | 就證券提供意見 | 2021-04-20 | 2021-09-23 |
| Rep | 提供資產管理 | 2021-04-20 | 2021-09-23 | |
| Rep | 證券交易 | 2021-04-20 | 2021-09-23 | |
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2012-02-03 | 2015-04-10 |
| Rep | 就證券提供意見 | 2012-02-03 | 2015-04-10 | |
| Rep | 證券交易 | 2012-02-03 | 2015-04-10 |
已採集記錄中暫無金管局登記。