| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited | Rep | 證券交易 | 2015-03-25 | 2015-03-27 |
| Rep | 證券交易 | 2014-04-07 | 2014-04-11 | |
| Rep | 證券交易 | 2014-02-14 | 2014-02-18 | |
| Rep | 證券交易 | 2013-04-09 | 2013-04-11 | |
| Rep | 證券交易 | 2013-02-27 | 2013-03-05 | |
| Rep | 證券交易 | 2012-12-03 | 2012-12-05 | |
| Rep | 證券交易 | 2012-02-13 | 2012-02-17 |