| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TULLETT PREBON (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2025-05-19 | - |
| Rep | 證券交易 | 2025-05-19 | - | |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2023-10-25 | - |
| Rep | 證券交易 | 2023-10-25 | - | |
| RO | 期貨合約交易 | 2023-03-06 | 2023-10-25 | |
| RO | 證券交易 | 2023-03-06 | 2023-10-25 | |
| Rep | 期貨合約交易 | 2018-10-01 | 2023-03-06 | |
| Rep | 證券交易 | 2018-10-01 | 2023-03-06 | |
| Rep | 期貨合約交易 | 2012-02-13 | 2018-09-30 | |
| Rep | 證券交易 | 2012-02-13 | 2018-09-30 |