| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2018-01-10 | 2018-07-13 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2018-01-10 | 2018-07-13 |
| NATIXIS ASIA LIMITED | Rep | 就期貨合約提供意見 | 2015-05-20 | 2017-09-19 |
| Rep | 就證券提供意見 | 2015-05-20 | 2017-09-19 | |
| Rep | 期貨合約交易 | 2015-05-20 | 2017-09-19 | |
| Rep | 證券交易 | 2015-05-20 | 2017-09-19 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 證券交易 | 2012-02-15 | 2012-07-10 |