| EMPEROR CORPORATE FINANCE LIMITED | Rep | 就機構融資提供意見 | 2023-02-20 | 2023-02-20 |
| Rep | 證券交易 | 2023-02-20 | 2023-02-20 |
| RO | 證券交易 | 2009-12-24 | 2023-02-20 |
| EMPEROR FUTURES LIMITED | RO | 就期貨合約提供意見 | 2008-05-09 | 2023-02-01 |
| RO | 期貨合約交易 | 2008-05-09 | 2023-02-01 |
| EMPEROR SECURITIES LIMITED (HK) | RO | 就證券提供意見 | 2008-05-09 | 2017-08-15 |
| RO | 證券交易 | 2008-05-09 | 2017-08-15 |
| EMPEROR CORPORATE FINANCE LIMITED | RO | 證券交易 | - | 2007-03-31 |
| RO | 就證券提供意見 | - | 2007-04-20 |
| RO | 就機構融資提供意見 | - | 2023-02-20 |
| EMPEROR FUTURES LIMITED | RO | 提供資產管理 | - | 2004-08-24 |
| RO | 就期貨合約提供意見 | - | 2007-04-20 |
| RO | 期貨合約交易 | - | 2007-04-20 |
| EMPEROR SECURITIES LIMITED (HK) | RO | 就機構融資提供意見 | - | 2004-08-24 |
| RO | 提供資產管理 | - | 2004-08-24 |
| RO | 提供自動化交易服務 | - | 2004-08-24 |
| RO | 證券交易 | - | 2007-03-31 |
| RO | 就證券提供意見 | - | 2007-04-20 |