| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2013-12-13 | 2017-05-05 |
| Rep | 就證券提供意見 | 2013-12-13 | 2017-05-05 | |
| Rep | 證券交易 | 2013-12-13 | 2017-05-05 | |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2013-10-02 | 2013-11-18 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2012-02-27 | 2013-05-31 |
| Rep | 證券交易 | 2012-02-27 | 2013-05-31 |