Guo, Qi (SFC:AZB400) 郭琦
證監會中央編號:AZB400
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Solomon JFZ (Asia) Holdings Limited | RO | 就證券提供意見 | 2026-07-30 | - |
| RO | 提供資產管理 | 2026-07-30 | - | |
| Rep | 證券交易 | 2026-06-02 | - | |
| Rep | 就證券提供意見 | 2026-06-02 | 2026-07-30 | |
| Rep | 提供資產管理 | 2026-06-02 | 2026-07-30 | |
| Higgs Fintech Limited | RO | 就證券提供意見 | 2025-07-04 | 2026-03-03 |
| RO | 提供資產管理 | 2025-07-04 | 2026-03-03 | |
| Holly International Asset Management Company Limited | Rep | 就證券提供意見 | 2023-05-18 | 2024-04-30 |
| Rep | 提供資產管理 | 2023-05-18 | 2024-04-30 | |
| TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | 就證券提供意見 | 2018-01-04 | 2020-12-18 |
| Rep | 提供資產管理 | 2018-01-04 | 2020-12-18 | |
| HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | 就證券提供意見 | 2016-11-25 | 2017-11-10 |
| ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2015-07-14 | 2016-11-10 |
| Rep | 提供資產管理 | 2015-07-14 | 2016-11-10 | |
| TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | 就證券提供意見 | 2014-01-21 | 2015-06-27 |
| Rep | 提供資產管理 | 2014-01-21 | 2015-06-27 | |
| Taiping Securities (HK) Co Limited | Rep | 證券交易 | 2014-01-21 | 2015-06-27 |
| KGI ASIA LIMITED | Rep | 就證券提供意見 | 2012-02-27 | 2013-12-21 |
已採集記錄中暫無金管局登記。