| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL CAPITAL LIMITED | RO | 就證券提供意見 | 2022-12-15 | - |
| RO | 就機構融資提供意見 | 2019-11-06 | - | |
| RO | 證券交易 | 2019-11-06 | - | |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | 證券交易 | 2019-11-06 | - |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就證券提供意見 | 2019-03-08 | 2022-12-15 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2017-08-10 | 2019-11-06 |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2015-10-09 | 2019-11-06 |
| Rep | 證券交易 | 2015-10-09 | 2019-11-06 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2012-03-05 | 2015-07-13 |