| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Imperium International Asset Management Limited | RO | 就證券提供意見 | 2024-11-04 | - |
| RO | 提供資產管理 | 2024-11-04 | - | |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | 就證券提供意見 | 2017-12-18 | - |
| Imperium International Asset Management Limited | RO | 就期貨合約提供意見 | 2016-06-28 | - |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | 期貨合約交易 | 2016-06-28 | - |
| RO | 證券交易 | 2016-06-28 | - | |
| Rep | 期貨合約交易 | 2013-04-30 | 2016-06-28 | |
| Rep | 證券交易 | 2013-04-30 | 2016-06-28 | |
| Nerico Brothers Limited (HK) | Rep | 槓桿式外匯交易 | 2012-05-14 | 2013-04-15 |
| Rep | 期貨合約交易 | 2012-03-05 | 2013-04-15 | |
| Rep | 證券交易 | 2012-03-05 | 2013-04-15 |