| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2016-07-07 | 2019-09-08 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2016-07-07 | 2019-09-08 |
| BOCOM International Securities Limited | Rep | 期貨合約交易 | 2013-07-05 | 2016-05-31 |
| Rep | 證券交易 | 2013-07-05 | 2016-05-31 | |
| DELTA ASIA SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2013-02-18 | 2013-06-30 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 期貨合約交易 | 2012-04-10 | 2013-06-30 |
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2012-04-10 | 2013-06-30 |
| ZHONGRONG PT SECURITIES LIMITED | Rep | 期貨合約交易 | 2012-03-05 | 2012-03-27 |
| Rep | 證券交易 | 2012-03-05 | 2012-03-27 |