| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2017-08-18 | 2017-08-23 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2017-08-18 | 2017-08-23 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2016-08-01 | 2016-08-08 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2016-08-01 | 2016-08-08 |
| UBS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2012-03-09 | 2013-02-19 |