| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期貨合約交易 | 2013-01-07 | 2017-09-30 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 證券交易 | 2013-01-07 | 2017-09-30 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2012-04-26 | 2012-12-25 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2012-04-26 | 2012-12-25 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2012-04-26 | 2012-12-25 |
| CNI Securities Group Limited | Rep | 證券交易 | 2012-03-12 | 2012-03-28 |