| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | 提供資產管理 | 2019-11-08 | - |
| DEUTSCHE SECURITIES ASIA LIMITED | RO | 提供自動化交易服務 | 2018-12-03 | 2019-08-30 |
| RO | 期貨合約交易 | 2018-12-03 | 2019-08-30 | |
| RO | 證券交易 | 2018-12-03 | 2019-08-30 | |
| Rep | 期貨合約交易 | 2017-09-18 | 2018-12-03 | |
| Rep | 證券交易 | 2017-09-18 | 2018-12-03 | |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2014-07-11 | 2017-07-28 |
| Rep | 證券交易 | 2014-07-11 | 2017-07-28 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自動化交易服務 | 2013-07-24 | 2014-05-13 |
| Morgan Stanley Asia Limited | Rep | 提供自動化交易服務 | 2012-03-12 | 2013-07-24 |
| Rep | 證券交易 | 2012-03-12 | 2014-05-13 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2012-03-12 | 2014-05-13 |
| Rep | 證券交易 | 2012-03-12 | 2014-05-13 |
已採集記錄中暫無金管局登記。