| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Donghai International Asset Management (Hong Kong) Limited | RO | 就證券提供意見 | 2026-02-16 | - |
| RO | 提供資產管理 | 2026-02-16 | - | |
| Donghai International Securities (Hong Kong) Limited | RO | 證券交易 | 2026-02-16 | - |
| Donghai International Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2025-12-15 | 2026-02-16 |
| Rep | 提供資產管理 | 2025-12-15 | 2026-02-16 | |
| Donghai International Securities (Hong Kong) Limited | Rep | 證券交易 | 2025-12-15 | 2026-02-16 |
| Dingxin (Securities) Limited | RO | 提供資產管理 | 2023-11-20 | 2025-10-21 |
| RO | 就證券提供意見 | 2020-11-18 | 2025-10-21 | |
| RO | 證券交易 | 2020-11-18 | 2025-10-21 | |
| Rep | 就證券提供意見 | 2020-09-01 | 2020-11-18 | |
| Rep | 證券交易 | 2020-09-01 | 2020-11-18 | |
| CPLUS SECURITIES LIMITED | RO | 就證券提供意見 | 2019-02-04 | 2020-08-31 |
| RO | 證券交易 | 2019-02-04 | 2020-08-31 | |
| RaffAello Securities (HK) Limited | RO | 就證券提供意見 | 2018-06-11 | 2018-08-17 |
| RO | 證券交易 | 2016-07-06 | 2018-08-17 | |
| Rep | 就證券提供意見 | 2014-05-16 | 2018-06-11 | |
| Rep | 證券交易 | 2012-03-12 | 2016-07-06 |
已採集記錄中暫無金管局登記。