| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| JMC Capital HK Limited | Rep | 就證券提供意見 | 2021-04-19 | 2022-04-08 |
| Rep | 提供資產管理 | 2021-04-19 | 2022-04-08 | |
| Rep | 證券交易 | 2021-04-19 | 2022-04-08 | |
| BOCI SECURITIES LIMITED | Rep | 就證券提供意見 | 2013-09-16 | 2018-09-02 |
| Rep | 期貨合約交易 | 2013-03-14 | 2018-09-02 | |
| Rep | 就證券提供意見 | 2012-09-26 | 2013-02-19 | |
| Rep | 證券交易 | 2012-09-26 | 2018-09-02 | |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2012-03-12 | 2012-08-17 |
| Everbright Securities Investment Services (HK) Limited | Rep | 證券交易 | 2012-03-12 | 2012-08-17 |