| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Legend Arb Advisors Limited | Rep | 就期貨合約提供意見 | 2023-10-26 | 2024-06-30 |
| Rep | 就證券提供意見 | 2023-10-26 | 2024-06-30 | |
| Rep | 提供資產管理 | 2023-10-26 | 2024-06-30 | |
| RO | 就期貨合約提供意見 | 2019-07-19 | 2023-10-26 | |
| RO | 就證券提供意見 | 2019-07-19 | 2023-10-26 | |
| RO | 提供資產管理 | 2017-08-29 | 2023-10-26 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2016-10-11 | 2016-12-31 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2014-08-29 | 2016-12-31 |
| Rep | 證券交易 | 2014-07-10 | 2016-12-31 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期貨合約交易 | 2014-07-10 | 2016-10-10 |
| True Partner Advisor Hong Kong Limited | Rep | 提供資產管理 | 2012-03-13 | 2014-06-25 |