| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2019-10-10 | 2021-02-18 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2019-10-10 | 2021-02-18 |
| RHB FUTURES HONG KONG LIMITED | Rep | 期貨合約交易 | 2015-12-09 | 2019-09-05 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2015-12-09 | 2019-09-05 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2015-01-23 | 2015-12-03 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2015-01-23 | 2015-12-03 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2012-03-20 | 2015-01-19 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2012-03-20 | 2015-01-19 |