| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| uSmart Securities Limited | Rep | 就機構融資提供意見 | 2026-07-15 | - |
| Rep | 證券交易 | 2026-07-15 | - | |
| Somerley Capital Limited | Rep | 就機構融資提供意見 | 2019-08-14 | 2025-01-26 |
| Rep | 證券交易 | 2019-08-14 | 2025-01-26 | |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | 證券交易 | 2019-05-08 | 2019-07-31 |
| HEUNGKONG CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2018-06-29 | 2019-07-31 |
| RHB CAPITAL HONG KONG LIMITED | Rep | 就機構融資提供意見 | 2017-10-23 | 2018-06-28 |
| Rep | 證券交易 | 2017-10-23 | 2018-06-28 | |
| HOORAY CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2014-10-03 | 2017-10-07 |
| HOORAY SECURITIES LIMITED | Rep | 證券交易 | 2014-10-03 | 2017-10-07 |
| iVenture Investment Management Limited | Rep | 提供資產管理 | 2012-11-23 | 2013-08-22 |
| CAPITAL FOCUS ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2012-03-21 | 2012-08-31 |
已採集記錄中暫無金管局登記。