| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Penjing Asset Management (Asia) Limited | Rep | 證券交易 | 2021-08-06 | 2022-06-30 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2018-01-08 | 2020-10-16 |
| Rep | 證券交易 | 2018-01-08 | 2020-10-16 | |
| Bright Stream Capital Management Limited | Rep | 提供資產管理 | 2016-03-14 | 2017-12-31 |
| KONTIKI CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2014-05-07 | 2015-04-02 |
| Deltroit (Hong Kong) Limited | Rep | 就證券提供意見 | 2012-03-22 | 2014-04-04 |
| Rep | 提供資產管理 | 2012-03-22 | 2014-04-04 |