| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2019-06-10 | - |
| Rep | 期貨合約交易 | 2019-06-10 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-11-06 | 2019-03-01 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2014-11-06 | 2019-03-01 |
| Rep | 證券交易 | 2014-11-06 | 2019-03-01 | |
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2012-03-22 | 2013-11-01 |
| Rep | 期貨合約交易 | 2012-03-22 | 2014-08-07 | |
| Rep | 證券交易 | 2012-03-22 | 2014-08-07 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 證券交易 | 2012-03-22 | 2014-08-07 |