| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2019-08-20 | 2020-11-06 |
| Rep | 證券交易 | 2019-08-20 | 2020-11-06 | |
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2017-11-06 | 2019-07-26 |
| Rep | 證券交易 | 2015-10-12 | 2017-10-30 | |
| BOCI SECURITIES LIMITED | Rep | 證券交易 | 2012-03-26 | 2014-09-16 |