| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2014-07-03 | 2017-02-18 |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2013-10-18 | 2014-03-22 |
| Rep | 證券交易 | 2013-10-18 | 2014-03-22 | |
| Rep | 就機構融資提供意見 | 2012-03-26 | 2012-06-02 | |
| Rep | 就證券提供意見 | 2012-03-26 | 2012-06-02 | |
| Rep | 證券交易 | 2012-03-26 | 2012-06-02 |