| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DELTA ASIA SECURITIES LIMITED | Rep | 證券交易 | 2021-10-27 | 2022-01-31 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | 期貨合約交易 | 2021-08-18 | 2022-01-31 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | 期貨合約交易 | 2016-01-11 | 2021-04-16 |
| CHAOS INTERNATIONAL FINANCIAL LIMITED | Rep | 期貨合約交易 | 2014-05-20 | 2014-10-18 |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | 期貨合約交易 | 2012-03-28 | 2013-12-10 |