| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2026-06-08 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2023-11-01 | - |
| Rep | 期貨合約交易 | 2023-11-01 | - | |
| Guotai Junan FX Limited | Rep | 槓桿式外匯交易 | 2021-08-23 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 證券交易 | 2020-08-12 | - |
| Rep | 就證券提供意見 | 2019-08-05 | 2026-06-08 | |
| Rep | 證券交易 | 2012-03-29 | 2020-08-12 |
已採集記錄中暫無金管局登記。