| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | 期貨合約交易 | 2016-07-11 | - |
| SHACOM FUTURES LIMITED | Rep | 期貨合約交易 | 2014-09-15 | 2016-05-21 |
| Annum Asset Management (Hong Kong) Limited | Rep | 提供資產管理 | 2013-08-09 | 2014-09-05 |
| I-ACCESS INVESTORS LIMITED | Rep | 期貨合約交易 | 2012-04-12 | 2014-09-05 |
| Rep | 證券交易 | 2012-04-12 | 2014-09-05 |