| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Yunfeng Securities Limited | Rep | 就證券提供意見 | 2023-06-12 | 2024-12-06 |
| Rep | 證券交易 | 2023-06-12 | 2024-12-06 | |
| Bright Fund Management Limited | Rep | 提供資產管理 | 2016-09-05 | 2021-02-19 |
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2013-07-29 | 2023-03-10 |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2012-04-13 | 2023-03-10 |
| Rep | 證券交易 | 2012-04-13 | 2023-03-10 |